Firms are still struggling with reporting quality and process in relation to the second Markets in Financial Instruments Directive (MiFID II), according to Cappitech’s second annual MiFID II and Best ...

TRAction, a regulatory reporting services provider, has introduced a new solution to help UK and European investment managers with the second Markets in Financial Instruments Directive (MiFID II) ...

The red light is ‘blinking’ – but are you sure you’re recording? Investment banks know they need to record their trades or face the wrath of the regulator. However, too often it is taken for granted ...

The European Securities and Markets Authority (ESMA) has published its final report providing technical advice to the European Commission (EC) on changes made by the Listing Act to the Market Abuse ...

A survey last year found more than three-quarters (77 per cent) of pension schemes feel they do not necessarily have the operational infrastructure in place to accommodate change, such as the ...