Does your business have the skills to be compliant with the Markets In Financial Instruments Directive (Mifid) II? Mifid II will come into force on the 3rd of January 2018. For those of you who have ...

With only 28 days left to go before the second Markets in Financial Instruments Directive (MiFID II) comes into effect, less than half of Global Custody Forum attendees feel they will be compliant in ...

SmartStream Technologies has launched a new regulatory solution to help firms comply with the rulings of the second Markets in Financial Instruments Directive (MiFID II), including assisting ...

Currently, trading data is scattered across multiple platforms, such as stock exchanges and investment banks, making it difficult for investors to access the accurate and up-to-date information they ...

The introduction of the Markets in Financial Instruments Directive II (MiFID II) is less than a month away, but there remains considerable doubt about what its impact will be. This issue has been ...

In Europe, the second Markets in Financial Instruments Directive and Regulation (MiFID II/MiFIR) have been with us since January 2018. In the preceding months, market participants completed multi-year ...

The issue of how firms should pay for investment research continues to be a controversial topic in the financial markets. The U.S. has maintained the approach it adopted before the mid-2000s, which is ...

From 2 Aug 2022, the amended Markets in Financial Instruments Directive II (MiFID II) now requires financial advisers to consider clients' sustainability preferences when conducting suitability ...

On 8 March 2024, the final consolidated revised Markets in Financial Instruments Regulation (MiFIR) ((EU) 2024/791) and Markets in Financial Instruments Directive (MiFID II) (Directive (EU) 2024/790) ...

Crypto exchanges are securing MiFID II registration to offer regulated derivatives in the EU. Kraken, Gemini, and OKX have ...

MiCA passed in 2022, but aspects of it are still being worked out. Defining a financial instrument is a big outstanding question. The European Securities and Markets Authority (ESMA) released two ...